AI prospect qualification, private RAG copilots, and AI search visibility for Miami RIAs, wealth managers, and family offices. All scoped to the SEC Marketing Rule. Built for firms where discretion is the product and Form ADV is the contract.
Aday Interactive, Inc. builds AI systems for Miami RIAs, wealth managers, and family offices. We deliver private RAG copilots, prospect qualification, and AI search visibility (GEO/AEO/SEO) for advisor profiles. Engagements are scoped to comply with the SEC Marketing Rule (Rule 206(4)-1), FINRA Rule 2210 where applicable, Regulation S-P safeguarding, and the books-and-records rules of Rule 204-2. The firm is founder-led by Brandon Aday. We serve firms across Coral Gables, Brickell, Coconut Grove, Key Biscayne, and greater Miami-Dade.
The Marketing Rule, Reg S-P, GLBA, and books-and-records retention shape the system before the prompts are written. The firm's CCO is brought in early, not at compliance review.
Private RAG, no third-party training on firm data, role-based access controls, full audit logging, VPC-isolated hosting where required. Client identities never leave the firm's perimeter.
Salesforce Financial Services Cloud, Wealthbox, Redtail, Practifi, Black Diamond, Orion. Prospects, activity, and communications land in the firm's system of record, inside the audit trail.
Senior strategy and engineering on every engagement. Office on Minorca Avenue, Coral Gables, ten minutes from Brickell's wealth corridor.
Discreet, conversational AI intake. It collects rough investable assets bracket, source of wealth, advisor history, and timing. It routes qualified prospects to the right advisor by specialization.
Internal advisor copilot over the firm's research, IPS templates, client memos, and house views. No third-party training on firm data; full audit logging.
AI-drafted client communications and marketing assets, pre-screened against Marketing Rule prohibitions. Everything is retained in the firm's books-and-records system.
FinancialService and Person schema for each advisor, FAQPage on every service page, Form ADV reconciliation across BrokerCheck, IAPD, Forbes/SHOOK, Barron's.
Salesforce FSC, Wealthbox, Redtail, Practifi, Black Diamond, Orion. Prospects, activity, and communications flow into the firm's system of record.
Monthly report on AI citation appearance across ChatGPT, Perplexity, Google AI Overviews, and Claude. Directional, transparent, no guarantees.
Field note
How RIAs and family offices can use AI without crossing the SEC Marketing Rule. What private RAG architecture actually looks like. And where the leverage is for a small, discreet firm serving HNW and UHNW clients in Miami.
Read the field noteWe take a limited number of wealth-firm engagements per quarter. That keeps every one founder-led and CCO-reviewed. Tell us about your firm. We will respond within one business day.
or call 305-209-8453
Yes. AI-generated client communications, marketing assets, and prospect-facing materials are built to comply with the SEC Marketing Rule (Rule 206(4)-1). That rule bars untrue statements, claims without support, performance projections that cannot be tested, and one-sided testimonials. Books-and-records retention follows Rule 204-2. RIA and broker-dealer engagements are scoped separately. Scope depends on the firm's regulatory posture and primary regulator (SEC or state).
Family-office work runs on private infrastructure. That means internal RAG copilots over the firm's knowledge base, no third-party model training on client data, role-based access controls, and full audit logging. Where required, models run on-premise or in an isolated VPC. The AI layer speeds up principals' work without growing the data perimeter. Client identities are never exposed to model providers. Multi-family office engagements are scoped to the strictest CSA in place.
Yes. Prospect qualification for wealth firms is conversational and discreet, not transactional. The AI agent collects the prospect's rough investable assets bracket, source of wealth (operating business, inherited, liquid event), advisor history, and timing of need. It then routes qualified prospects to the right advisor by practice specialization. The tone matches the firm's house voice. We do not ship a generic chatbot.
Yes. AI intake and follow-up systems work with the major wealth CRMs (Salesforce Financial Services Cloud, Wealthbox, Redtail, Practifi) and portfolio platforms (Black Diamond, Orion, Tamarac). Qualified prospects, activity logs, and compliance-relevant communications flow into the firm's system of record. Nothing lives outside the audit trail.
We build for citation. That means FinancialService and Person schema for each advisor and FAQPage markup on every service page. We reconcile Form ADV data across third-party profiles (BrokerCheck, IAPD, Forbes/SHOOK, Barron's, AdvisorHub). We also write editorial content tuned to the prompts HNW prospects type into AI engines ("wealth manager Miami high net worth", "family office Coral Gables", "private wealth advisor Brickell"). Read our field note on AI for wealth and family offices. We cannot guarantee AI citation frequency. AI engines decide on their own which firms they recommend.
Client-identifying data and account-level information stay inside the firm's own infrastructure. AI components that handle personally identifiable information run under DPAs with the model provider, with no training on firm data. The architecture is designed to meet Regulation S-P safeguarding and Gramm-Leach-Bliley financial privacy requirements. The firm's CCO can review everything before any system goes live.
Aday Interactive, Inc. is headquartered at 338 Minorca Avenue, Suite 202, Coral Gables, FL 33134. We work with wealth managers, RIAs, and family offices across Brickell, Coral Gables, Coconut Grove, Key Biscayne, and broader Miami-Dade. We also deliver remotely for firms across Florida and nationally. Brickell's wealth corridor and the Coral Gables family-office cluster are both ten minutes away.
Aday Interactive, Inc. provides custom web & SaaS development, AI search visibility (GEO/AEO/SEO), AI growth systems, and custom AI & fractional CAIO for established professional firms across the United States. Founder-led from Coral Gables, FL, with in-person engagements available throughout Miami-Dade County (Coral Gables, Brickell, Coconut Grove, South Miami) and remote delivery nationwide.