SEC Marketing Rule-aware AI prospect qualification, private RAG copilots, and AI search visibility for Miami RIAs, wealth managers, and family offices. Built for firms where discretion is the product and Form ADV is the contract.
Aday Interactive, Inc. builds AI systems for Miami RIAs, wealth managers, and family offices: private RAG copilots, prospect qualification, and AI search visibility (GEO/AEO/SEO) for advisor profiles. Engagements are scoped to comply with the SEC Marketing Rule (Rule 206(4)-1), FINRA Rule 2210 where applicable, Regulation S-P safeguarding, and the books-and-records requirements of Rule 204-2. Founder-led by Brandon Aday, with delivery to firms across Coral Gables, Brickell, Coconut Grove, Key Biscayne, and greater Miami-Dade.
The Marketing Rule, Reg S-P, GLBA, and books-and-records retention shape the system before the prompts are written. The firm's CCO is brought in early, not at compliance review.
Private RAG, no third-party training on firm data, role-based access controls, full audit logging, VPC-isolated hosting where required. Client identities never leave the firm's perimeter.
Salesforce Financial Services Cloud, Wealthbox, Redtail, Practifi, Black Diamond, Orion. Prospects, activity, and communications land in the firm's system of record, inside the audit trail.
Senior strategy and engineering on every engagement. Office on Minorca Avenue, Coral Gables, ten minutes from Brickell's wealth corridor.
Discreet, conversational AI intake that collects rough investable assets bracket, source of wealth, advisor history, and timing. Routes qualified prospects to the right advisor by specialization.
Internal advisor copilot over the firm's research, IPS templates, client memos, and house views. No third-party training on firm data; full audit logging.
AI-drafted client communications and marketing assets pre-screened against Marketing Rule prohibitions, with retention into the firm's books-and-records system.
FinancialService and Person schema for each advisor, FAQPage on every service page, Form ADV reconciliation across BrokerCheck, IAPD, Forbes/SHOOK, Barron's.
Salesforce FSC, Wealthbox, Redtail, Practifi, Black Diamond, Orion. Prospects, activity, and communications flow into the firm's system of record.
Monthly report on AI citation appearance across ChatGPT, Perplexity, Google AI Overviews, and Claude. Directional, transparent, no guarantees.
Field note
How RIAs and family offices can use AI without crossing the SEC Marketing Rule, what private RAG architecture actually looks like, and where the leverage is for a small, discreet firm working with HNW and UHNW clients in Miami.
Read the field noteA limited number of wealth-firm engagements per quarter to keep every one founder-led and CCO-reviewed. Tell us about your firm; we will respond within one business day.
or call (305) 209-8453
AI-generated client communications, marketing assets, and prospect-facing materials are scoped to comply with the SEC Marketing Rule (Rule 206(4)-1), including the prohibitions on untrue statements, unsubstantiated claims, untestable performance projections, and non-balanced presentation of testimonials. Books-and-records retention follows Rule 204-2. Engagements with RIAs and broker-dealers are scoped separately based on the firm's regulatory posture and primary regulator (SEC or state).
Family-office work runs on private infrastructure: internal RAG copilots over the firm\'s knowledge base, no third-party model training on client data, role-based access controls, full audit logging, and (where required) on-premise or VPC-isolated model hosting. The AI layer accelerates principals\' work without expanding the data perimeter or exposing client identities to model providers. Engagements with multi-family offices are scoped to the strictest CSA in place.
Yes. Prospect qualification for wealth firms is conversational and discreet, not transactional. The AI agent collects the prospect's rough investable assets bracket, source of wealth (operating business, inherited, liquid event), advisor history, and timing of need, then routes qualified prospects to the right advisor based on practice specialization. The tone is calibrated to the firm's house voice; we do not ship a generic chatbot.
Yes. AI intake and follow-up systems integrate with the major wealth CRMs (Salesforce Financial Services Cloud, Wealthbox, Redtail, Practifi) and portfolio platforms (Black Diamond, Orion, Tamarac), pushing qualified prospects, activity logs, and compliance-relevant communications into the firm's system of record so nothing lives outside the audit trail.
We architect for citation: FinancialService and Person schema for each advisor, FAQPage on every service page, Form ADV reconciliation across third-party profiles (BrokerCheck, IAPD, Forbes/SHOOK, Barron's, AdvisorHub), and editorial content tuned to the prompts HNW prospects type into AI engines ("wealth manager Miami high net worth", "family office Coral Gables", "private wealth advisor Brickell"). Read our field note on AI for wealth and family offices. We cannot guarantee AI citation frequency; AI engines independently determine which firms they recommend.
Client-identifying data and account-level information stay inside the firm's own infrastructure. AI components handling personally identifiable information operate under DPAs with the model provider, with no training on firm data, and the architecture is designed to meet Regulation S-P safeguarding and Gramm-Leach-Bliley financial privacy requirements. Reviewable by the firm's CCO before any system goes live.
Aday Interactive, Inc. is headquartered at 338 Minorca Avenue, Suite 202, Coral Gables, FL 33134. We work with wealth managers, RIAs, and family offices across Brickell, Coral Gables, Coconut Grove, Key Biscayne, and broader Miami-Dade, with remote delivery for firms across Florida and nationally. Brickell's wealth corridor and the Coral Gables family-office cluster are both ten minutes away.
Aday Interactive, Inc. provides custom AI, AI governance, intelligent growth systems, and AI search visibility (GEO/AEO/SEO) for established professional firms across the United States. Founder-led from Coral Gables, FL, with in-person engagements available throughout Miami-Dade County (Coral Gables, Brickell, Coconut Grove, South Miami) and remote delivery nationwide.