Free Self-Audit

Would Your AI Use Survive an Exam?

Your team is already using AI. The question is whether you could prove how, to a regulator, a client, or opposing counsel, with records instead of recollection. This scorecard is the cheap version of that discovery. Thirty controls, about fifteen minutes, filled in honestly before anyone else sees it.

30 controls across the 6 pillars where regulated firms carry the most risk
Your posture band: Exposed, Uneven, Governed, or Native, and what each one means
The rules that actually bind you, named: state bar advertising rules, HIPAA, SEC and FINRA, Fair Housing, AICPA 502, Section 7216, and GLBA
The three scoreboards: why a system can be technically excellent and still be the thing that costs you your license
Free bonus PDF: 7 Resistance Signals, the readiness primer on why AI projects die from the inside

Download the Scorecard

Two PDFs to keep: the 30-control Governance Scorecard and the 7 Resistance Signals readiness primer. Delivered instantly.

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Work we have shipped

A national parts distributor

A private AI assistant running on the company's own infrastructure, so internal knowledge never leaves the building. Built, governed, and handed over.

Read the case study →
FAQ

AI Governance Scorecard, questions answered

What do I get?

Two PDFs to keep: the 30-control AI Governance Scorecard and the 7 Resistance Signals readiness primer. Both are delivered instantly.

How much does it cost?

Nothing. It is free. You give your first name and email, and both PDFs are sent to you right away.

What does the scorecard check?

Thirty controls across six pillars: AI policy and sanctioned stack, data and confidentiality, human oversight and accountability, regulatory posture and risk, incident response and monitoring, and identity, access and agent control. You count the controls that are true today and read your posture band.

Who is this for?

Owners and managing partners of regulated practices: law firms, medical and dental practices, wealth and family offices, real estate brokerages, and accounting firms. No technical background is needed.

Is this legal or compliance advice?

No. It is an informational self-assessment and it does not create a professional relationship. It is not a substitute for advice from a licensed professional in your jurisdiction, and your own regulator rules control.

What comes after the scorecard?

Run the free AI Governance Audit for a scored 24-question read of your firm specifically, with every gap and a 15-minute call to pressure-test it. If governance needs to become a standing function rather than a project, that is the Fractional CAIO conversation.